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U.S. Securities and Exchange Commission (SEC)

Handles complaints about stock brokerage firms, mutual funds, stock transactions, stolen or lost certificates, and insider trading. The Commission is responsible for preventing fraud and deception in the purchase and sale of securities and this office and administers federal laws involving securities and finances to protect investors and the public. Also, obtain the U.S. Securities and Exchange Commission filings for publicly traded companies on their FreeEDGAR

For complaint, visit http://www.sec.gov/complaint.shtml

Visit: U.S. Securities and Exchange Commission (SEC)

 
 

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